“financial advisor”, “independent financial advisor”, “ifa” jobs at Best Practice IFA Group Limited

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Best Practice IFA Group Limited - Horsham, RH12 1RQ(2 days ago)
We are looking for an experienced Training and Compliance Supervisor to maintain up to 40 regulated individuals, managing and scheduling all aspects of Training, Compliance and competence, including; testing and supervision of advisers, undertaking regular KPI reviews in respect of AR firms, one to ones, file reviews and the assessment of approved persons according to T&C scheme requirements. Repo...
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Best Practice IFA Group Limited - Horsham, RH12 1RQ(2 days ago)
We are looking for a Compliance Manager to join our growing and award winning independent organisation. We provide compliance and regulatory and financial support to a range of high quality, Independent Financial Advice firms. Working from our office in Horsham, the successful Compliance Manager will have oversight of the compliance function. This includes managing, coordinating and motivating a s...
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Best Practice IFA Group Limited - Horsham, South East/Southern, RH12 1RQ(2 days ago)
LOOKING FOR YOUR NEXT STEP IN FINANCIAL COMPLIANCE? Best Practice Ltd is currently looking for a team player with excellent communication skills to join our Compliance Team. The main responsibilities are: Regulatory File checking – Pre and Post sale approval Point of contact for compliance queries from clients Quality of advice reviews across all areas of the business and all AR firms Undertake en...
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Best Practice IFA Group Limited - Horsham, RH12 1RQ(3 days ago)
We are looking for Technical Manager to join our growing and award winning independent organisation. We provide compliance and regulatory and financial support to a range of high quality, Independent Financial Advice firms. Working from our office in Horsham, the successful Technical Manager will work with the Compliance Director and Manager to research, interpret and advise on regulation changes ...
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