“financial advisor”, “independent financial advisor”, “ifa” jobs at Exchange Street

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Key to success in any advice role is a clear understanding of where new and existing business opportunities are coming from. In this case, taking over an existing client base with over £80,000 in recurring income gives a fantastic platform for a new adviser and means that our client does not require applicants to have transferable business. This is a senior role within the Leeds practice of a nati...
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Wouldn't it be nice if when you moved jobs as an adviser you did not have a validation of salary to hit before you could earn bonus? It's enough to stop most people from even applying. But at this Chartered practice you will earn bonus as soon as you write any new business. True, the salary may not be the biggest in the world. But if you can develop new business from an existing book of clients (a...
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When an established and highly regarded Chartered IFA business looks to recruit a senior Compliance Manager to take overall responsibility for the firm's compliance department including CF10 and CF11 functions, we are often asked to identify someone who can make a sideways step from a similar practice. In this case however, our forward thinking client is keen for us to identify a talented complian...
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Our client is one of the UK's most successful and prominent financial services firms. Having gone through an unprecedented level of growth in recent years they are now seeking to bolster their compliance unit to review ongoing advice. The main purpose of the role is to ensure that the advice carried out by the firm's consultants is appropriate and satisfies all regulatory requirements. This means ...
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