Principal consultant regulatory jobs at Huntswood

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Our client, a well-established, successful financial advice business are seeking to hire an office-based Pension Planning Consultant (PPC) on a permanent basis, to be accountable for pre-sale review of at retirement schemes, SIPPs and Opt Outs. Job Requirements: Undertake pre-sale advice reviews of at retirement cases, annuities and SIPPS in order to produce a detailed analysis for each case Ensur...
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Our client, a leading fintech payments organisation, has an immediate opening for a Monitoring Consultant to join the business. The Monitoring Consultant will be responsible for the ongoing development of the monitoring objectives, this will include; Definition of criteria for the monitoring objectives including benchmarking, governance and risk Obtaining and analysing monitoring data Reporting on...
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Our client, a leading provider of consumer credit, has an immediate opening for a Compliance Monitoring professional to join the business. The Compliance Monitoring professional will be responsible for undertaking effective reviews of the Policy and Procedure Framework as part of the wider monitoring efforts. This will include; Compliance Monitoring Policy and Procedure Review Development of the r...
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Huntswood - Ashford, South East/Southern, TN270WW(1 day ago)
The company is looking to strengthen its' compliance team and are offering career opportunities at all levels within the compliance function. Key areas of focus will include: Provision of regulatory insights and thought leadership to UK business units Communication with the UK business and help implement key control frameworks Ensuring the development and understanding of regulatory risk to UK Bus...
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Huntswood - London, London (1 day ago)
Our client, a leading digital bank, has an immediate opening for a Head of Compliance and MLRO to join the business and lead the compliance function. The Head of Compliance and MLRO will work with the Board of Directors and Senior Management Team, ensuring that they are informed of any developments in compliance requirements that affect the business as well as fostering a culture of compliance thr...
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Our client, an established FCA regulated business is seeking a high calibre Compliance Manager required to supervise the activities performed by the Compliance Advisers in the team whilst providing support to the Senior Compliance Manager and Head of Compliance. Key Accountabilities: Ensure the FCA's Conduct requirements, in particular with reference to Investor Outcomes, are considered in all asp...
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You will be responsible for ensuring that the business operates within regulatory rules and guidelines. Working within the second line, the Compliance Monitoring team is an independent assurance function. The team undertakes compliance monitoring of the business against the organisations regulatory risk appetite and provides assurance to the Board that the business is operating within a compliant ...
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Huntswood - Basingstoke, South East/Southern, RG291BY(4 days ago)
Our client, a provider of consumer finance, has an immediate opening for a Risk and Compliance Analyst to join the business on an initial 6 months fixed term contract, this may lead to permanent employment. The Risk and Compliance Analyst will join the Risk and Compliance team of an established but growing business. The Risk and Compliance Analyst's responsibilities will include; Supporting the de...
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Huntswood - Kent, South East/Southern, ME156LD(12 hours ago)
Key responsibilities will include: To provide assurance to the Board and Audit Committee to the effectiveness of the compliance and control structures; To monitor and review the effectiveness of the Company's compliance function in the context of the company's overall control environment. To be responsible for the compliance of one the key divisions of the business and all regulatory requirements ...
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The business has offices across the South East with a team of over 100 people and headquarters in the heart of the City of London, servicing small business, major corporates and brokers. The Group Head of Compliance is now seeking a diligent and focused compliance officer to support in all areas of compliance ensuring that the business meets requirements and expectations laid out by the Financial ...
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We are currently working with an established Retail Bank who are in need of an experienced interim Business Analyst to join their Customer Rectifications department. The Customer Rectifications department are responsible for fixing any faults/issues that impact the customer journey. You will be responsible for: Ensuring appropriate governance documentation is completed to demonstrate a robust and ...
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PPI Case Handlers Location: Speke Shift Pattern: Monday to Friday 3pm to 11pm Rate: £140 per day Start date: Intakes throughout January and February 2019 Duration: End of December 2019 Role overview: Working within a fast-paced environment, you will be reviewing a variety of PPI Complaints on the behalf of a reputable retail bank. This will involve investigating customer complaints by reviewing ev...
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Huntswood - London, London (1 day ago)
Our client, an innovative Fintech company, are looking for a Compliance & Financial Crime Manager to provide 2nd line support in the areas of compliance, conduct and financial crime. Your key duties would be to: To provide input to the compliance and anti-money laundering elements of the business plan To support the Head of Compliance and MLRO in setting up the annual compliance monitoring plan to...
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Motor Claims Complaint Handler Location: Manchester Shift Pattern: Monday to Friday 9am to 5.30pm Rate: £175 per day Start date: 10th December 2018 Duration: 10 weeks Role overview: You will be dealing with Motor Claims Complaints on behalf of a well-known insurance provider, this will involve investigating customer complaints by reviewing evidence to ensure the right outcome for the customer is m...
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PPI Case Handlers Location: Speke Shift Pattern: Monday to Friday 3pm to 11pm Rate: £140 per day Start date: Intakes throughout January and February 2019 Duration: End of December 2019 Role overview: Working within a fast-paced environment, you will be reviewing a variety of PPI Complaints on the behalf of a reputable retail bank. This will involve investigating customer complaints by reviewing ev...
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PENSIONS QUALITY CHECKER Start: January 2019 Location: Edinburgh Rate: £300 DOA Our client is seeking experienced quality checkers with life and pensions and call auditing experience to join an exciting project in Edinburgh. Starting in January, on an initial a 4-month contract, the quality checking role will assist our life and pension client with their new business verification. Previous quality...
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Huntswood - Cardiff, Wales (3 days ago)
PPI Complaint Handlers Location: Cardiff City Centre Shift Pattern: Monday to Friday 9am to 5.30pm Rate: £140 per day Start date: Intakes in the New Year Duration: End of December 2019 Role overview: Working within a fast-paced environment, you will be reviewing a variety of PPI Complaints on the behalf of a reputable retail bank. This will involve investigating customer complaints by reviewing ev...
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Huntswood - London, London (1 day ago)
Our client is seeking an experienced Compliance Monitoring Manager with a market leading global insurer based in London. In order to take on this role you will need strong knowledge of the insurance industry along with a good understanding of risk and control frameworks. Role Proactively support the performance of the compliance monitoring function. Perform detailed analysis and assessments of com...
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