Other category and Financial Services industry jobs in South West

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We are exclusively supporting one of our key clients who are looking to appoint an Investment Review Specialist to work in a small team of 6 reviewing non-standard investments. Job responsibilities: You will work alongside other Investment Review Specialists reviewing non-standard investments, such as SIPP, commercial property, UCIS, Debentures SAS loan backs The purpose of the reviews will be to ...
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Our client, a well-established, successful financial advice business are seeking to hire an office-based Pension Planning Consultant (PPC) on a permanent basis, to be accountable for pre-sale review of at retirement schemes, SIPPs and Opt Outs. Job Requirements: Undertake pre-sale advice reviews of at retirement cases, annuities and SIPPS in order to produce a detailed analysis for each case Ensur...
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Our client, an established FCA regulated business is seeking a high calibre Compliance Manager required to supervise the activities performed by the Compliance Advisers in the team whilst providing support to the Senior Compliance Manager and Head of Compliance. Key Accountabilities: Ensure the FCA's Conduct requirements, in particular with reference to Investor Outcomes, are considered in all asp...
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You will be responsible for ensuring that the business operates within regulatory rules and guidelines. Working within the second line, the Compliance Monitoring team is an independent assurance function. The team undertakes compliance monitoring of the business against the organisations regulatory risk appetite and provides assurance to the Board that the business is operating within a compliant ...
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